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Regulatory and Compliance Update

Expert compliance professionals Donna DiMaria and Patrick Chism from Vigilant LLC provide an in-depth overview of regulatory and compliance updates for 2024 and look ahead to 2025.

Topics include:

  • Artificial Intelligence

  • The Marketing Rule

  • Political Contributions

  • Off Channel Communications

  • Remote Branch Inspections

  • Rule Making Update

  • Year End Reminders

Regulatory and Compliance Update

Regulatory and Compliance Update

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GAMMA began in 1999 with seven member firms, and today brings together a global constituency of marketers, managers and industry product and service providers to collaborate and engage around the modern market environment.

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