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Regulatory and Compliance Update
Expert compliance professionals Donna DiMaria and Patrick Chism from Vigilant LLC provide an in-depth overview of regulatory and compliance updates for 2024 and look ahead to 2025.
Topics include:
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Artificial Intelligence
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The Marketing Rule
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Political Contributions
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Off Channel Communications
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Remote Branch Inspections
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Rule Making Update
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Year End Reminders
Regulatory and Compliance Update
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